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Jobs: Compliance / Legal, UK
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Compliance / Regulatory, In-house Legal, Other
London, Edinburgh, South East, Channel Islands, South West, North West, Glasgow, East Anglia, West Midlands, Aberdeen, East Midlands, Yorkshire & The Humber, North East, Eastern
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1-30 of 107 Jobs Company Location Date
Operational Support & Transfer Pricing Manager - Oil Trading
Cameron Kennedy
Salary: £53,000 - £60,000 + Bonus...
UK-London 25 Nov
You will manage a team whose role is to provide daily support and monitoring of Front Office to ensure data captured in the o...
Regulatory Reporting Manager
Hays City
Salary: £100k
UK-London 25 Nov
Prestigious financial institution is looking for a regulatory reporting manager to join their senior management team.
Financial Markets Europe Compliance Officer
Standard Chartered Bank
Salary: Competitive
UK-London 25 Nov
Financial Markets Compliance
Compliance Manager
Citifocus
Salary: £Negotiable
UK-South East 24 Nov
Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset management opera...
Head of AntiFinancial Crime - Exclusive Role
JCW Search
Salary: £competitive daily rate
UK-London 24 Nov
Interim Position Initially - 3 month contract with possibility of extension - considerable responsibility for anti financial...
Financial Promotions Compliance Contract - Global Investment Bank
JCW Search
Salary: ~£40-£60k
UK-London 24 Nov
6 month contract - interviews available at short notice - newly created retail team within global investment banking firm - c...
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 24 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Senior Compliance Advisor
MW Search
Salary: Competitive
UK-London 24 Nov
As part of a specialist compliance function, this highly visible role performs a valuable part in working with key business a...
Head of Control Room
MW Search
Salary: Competitive
UK-London 24 Nov
Establish, develop and manage the banks Control Room as part of a specialist compliance function, created to provide a centra...
Finance Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 24 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Business Development, Trust
AP Group
Salary: NA
UK-London 24 Nov
Source and introduce new business through relationships with clients and/or intermediaries, achieving sales targets and optim...
Corporate Finance Analyst - Transactional Focus (3mths - possTemp to Perm)
Not Disclosed
Salary: GBP 50-60k pro rata
UK-London 24 Nov
Our client is a major natural resources focused boutique investment bank, looking for immediate corporate finance transaction...
Risk Analyst - Asset Management - Latentzero - London/City
Saul & Partners
Salary: Up to £45K + Bonus + Bene...
UK-London 24 Nov
Risk Analyst required by top tier Asset Management firm in the heart of the City with strong investment management for portfo...
Actuarial Project Director - Life/Non-Life Actuary
Hanover Search and Select...
Salary: circa £120,000
UK-London 24 Nov
* An exceptional opportunity has arisen for two Project Directors to join a leading independent regulatory authority *
Project Manager
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Project Manager with software implementation experience
Business Consultants
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Two Business Consultants required, one senior level and one at graduate/trainee level
Senior Compliance Manager - Regulatory Change
Hays City
Salary: £85,000
UK-London 24 Nov
With offices around the world and a long history of banking in the UK, the firm has an excellent reputation for Business and...
Compliance & Risk Analyst
Hays City
Salary: £50-60k
UK-London 24 Nov
A experienced Compliance generalist is required to effectively operate across the organization to provide advice on regulator...
Compliance Manager
Hays City
Salary: £70,000 + Car + LTA + Ben...
UK-London 24 Nov
My client is growing organisation that has an excellent reputation within the market. They are currently recruiting for two a...
* STOCKLENDING PRIME BROKERAGE - ADVISORY - IBK *
Law Professionals
Salary: COMPETITIVE
UK-London 24 Nov
Excellent opportunity to join a leading Investment Bank within a trading floor advisory position covering the prime brokerage...
Equities Compliance Officer
McGregor Boyall
Salary: £EXCELLENT
UK-London 24 Nov
A superb opportunity has arisen at this major investment banking house. The responsibilities of the role are two-fold - compl...
Prime Brokerage Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 24 Nov
This leading investment bank is looking for an exceptional compliance officer with strong skills in Prime Brokerage and speci...
Product Governance
Citifocus
Salary: £Negotiable
UK-London 24 Nov
Role is based within the Product Governance area and key responsibilities will be to manage the legal and regulatory processe...
Client Service Manager
AP Group
Salary: full benefits package
UK-Channel Islands 24 Nov
This is a senior appointment working for a leading, global finanical organisation.
Counsel, Institutional, Environmental and Co-Financing
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview
The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support the...
Counsel, Banking Operations
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview

The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support t...

Change-the-Bank Project Manager - General Counsel
UBS AG
Salary: Competitive
UK-London 24 Nov
We are looking for a Change-the-bank project manager who will be in charge of driving a portfolio of highly exposed IT-driven...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
SENIOR MANAGER - PRUDENTIAL TEAM
Incarter International Lt...
Salary: Excellent for the best ca...
UK-London 24 Nov
Regulatory and Risk Management team in international consultancy seeks Senior Manager. Fast growing advisor to all types of f...
Compliance & AML Officer
Maxis Securities Ltd
Salary: Plus Benefits
UK-London 24 Nov
A London based UK securities and investment firm, subsidiary of a FT Europe 500 company, is looking for a Compliance & AML Of...
Jobs: Compliance / Legal, UK (1-30 of 107 Jobs)