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Jobs: Compliance / Legal, LondonUK
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Compliance / Regulatory, In-house Legal, Other
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1-30 of 90 Jobs Company Location Date
Financial Planner/IFA
Citifocus
Salary: £Negotiable
UK-London 19 Mar
Several opportunities exist for FPC (preferably AFPC) qualified individuals with a strong knowledge of a wide range of financ...
Compliance Officer Global Banking
Eames Consulting
Salary: Market Rate
UK-London 19 Mar
My Client is a leading global investment bank.
Regulatory Operations – Reporting Team Leader
Aston Carter
Salary: Very Competitive
UK-London 19 Mar
This client, a hugely successful global investment bank, is currently recruiting for a Reporting Team Leader for their Regula...
Client On-Boarding (KYC) Analyst
Austin Benn
Salary: £180 / day
UK-London 19 Mar
Leading Investment Bank has an opportunity to join its Client Due Diligence and On-Boarding team.
Boutique Regulatory Consultancy
Piedmont Ltd
Salary: attractive
UK-London 19 Mar
My client is a well established and very successful boutique-sized regulatory consultancy. It seeks to appoint a small number...
Senior Manager Regulatory Change
JCW Search
Salary: £65,000 - £100,000
UK-London 19 Mar
FTSE 100 organisation- Permanent position - Interviews available at short notice - Based within corporate markets (releveant...
Ruglatory Consultant
JCW Search
Salary: £40,000 - £80,000
UK-London 19 Mar
Global Consulting Firm - Compliance consulting in disciplines of Retail, Wholesale, Insurance and Payment Regulation require...
VP - Credit Compliance
McGregor Boyall
Salary: £Excellent
UK-London 19 Mar
A leading Global Investment Bank require a VP Credit Compliance Officer to join the London team. The role will sit within the...
Contract Manager
personal accounts deliver...
Salary: Market Rate
UK-London 19 Mar
The Contract Manager is responsible for managing the pensions administration contractr ensuring that PADA’s contractual respo...
Business Analyst Regulatory Operations x2
Aston Carter
Salary: £60-80K
UK-London 19 Mar
A highly successful Investment Bank is looking for 2 Business Analysts to join their Regulatory Operations area. You must hav...
Compliance Monitoring Officer
Joslin Rowe Compliance
Salary: Negotiable
UK-London 19 Mar
Our client is a leading financial services provider with a strong global presence. Due to expansion they are seeking a Compli...
Head of Compliance - Private Client
Not Disclosed
Salary: £Highly Competitive
UK-London 19 Mar
Our client is the private banking division of a leading global institution
Sales and Trading Compliance : Three Open Roles at Premier Firm
Not Disclosed
Salary: £Highly Competitive
UK-London 19 Mar
Our client is a pre-eminent global investment bank based in the City . It is currently recruiting for a number of roles withi...
Compliance Officer (CF10)
Joslin Rowe Compliance
Salary: £100,000
UK-London 19 Mar
Our client is a premier global private and wholesale investment firm . This role reports to the European Compliance Manager
Deputy Head of Compliance : Securities
Joslin Rowe Compliance
Salary: £65,000
UK-London 19 Mar
Our client is a highly renowned global securities firm based in the heart of the City of London . This is a senior role withi...
Project Marketing Manager
Major Players
Salary: Bonus
UK-London 19 Mar
- Leading City Firm
- Internal Consulting role
- Project Driven

Responsible for the project management o...
F&O and OTC On-Boarding Documentation
Riversdale Consulting
Salary: Excellent
UK-London 19 Mar
We are looking for Individuals with strong experience in Futures and Options and OTC Clearing contract drafting to join a Tie...
Derivatives and Structured Products Lawyer
Morgan Stanley
Salary: £Competitive
UK-London 19 Mar
This vacancy exists within the transaction management team that supports various Sales and Trading teams in the London office...
Regulatory Control Compliance Associate
Not Disclosed
Salary: Competitive
UK-London 19 Mar
Morgan Stanley is looking to recruit a talented Regulatory Control Compliance Analyst to support the Firms's Sales & Trading...
Deputy Head of Compliance
AES
Salary: Highly competitive
UK-London 18 Mar
Leading multi billion dollar hedgefund is searching for a Deputy head of compliance.
Compliance KYC Analyst
Not Disclosed
Salary: Competitive Hourly Rate
UK-London 18 Mar
Leading Banking Corporation urgently requires a Compliance KYC Analyst with an excellent understanding of regulatory and lega...
Senior Compliance Advisory
Not Disclosed
Salary: Competitive Daily Rate
UK-London 18 Mar
Senior Compliance Officer responsible for Debt Markets reporting urgently required for leading banking corporation in London.
Regulatory Risk Manager
Not Disclosed
Salary: Competitive day rate
UK-London 18 Mar
Regulatory Risk Manager urgently required for the Business & Commercial unit within a leading financial institution.
Compliance Officer – 2 – 4 Years exp – Hedge Fund
Not Disclosed
Salary: Fantastic+bonus+benefits
UK-London 18 Mar
Client: A fantastic Hedge Fund which over the years have won numerous awards and continue to be the leading fund of its kind.
Head of Compliance : Private Wealth - EXCLUSIVE
Not Disclosed
Salary: £80-90,000 & Car Allowanc...
UK-London 18 Mar
Our client is a deeply respected private client investment manager . This role will be to manage the Compliance function , to...
Counsel, Insolvency
EBRD
Salary: Competitive
UK-London 18 Mar
Role Overview

The Legal Transition and Knowledge Management Team of the Bank administers the Legal Transitio...

Finance Manager and Compliance Assistant
Not Disclosed
Salary: £40,000-£50,000 Base + Bo...
UK-London 18 Mar
A finance manager, who will also provide compliance assistance, is required to manage the back office functions for a leading...
Senior ISDA negotiator
UBS AG
Salary: £hourly
UK-London 18 Mar
UBS are currently recruiting for a Senior ISDA negotiator, you will be part of the unit responsible for the negotiation and c...
Compliance Officer / Deputy Head of Compliance, UK Private Wealth Management
Deutsche Bank
Salary: Competitive
UK-London 18 Mar
Deutsche Bank / Compliance Officer / Deputy Head of Compliance for UK Private Wealth Management - London
Head of Compliance
personal accounts deliver...
Salary: Market Rate
UK-London 18 Mar
The Head of Compliance will ensure the compliance function provides the Trustee Members and Executive Management with clear g...
Jobs: Compliance / Legal, London (1-30 of 90 Jobs)