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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
China Hong Kong, Shanghai, Beijing, more...
Asia Pacific Hong Kong, Singapore, Australia, Japan, China, more...
North America USA
Europe UK, Luxembourg, Switzerland, more...
Middle East & Africa UAE, Qatar, Saudi Arabia
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1-30 of 343 Jobs Company Location Date
Hong Kong - Business Operational Risk Manager
Macquarie
Salary: Information not provided
China-Hong Kong 02 Dec
Due to recent expansion, we are now seeking a Business Operational Risk Manager to be based in Hong Kong.
Funds Counsel (7-10 yrs pqe) Hong Kong
Hughes Castell (Hong Kong...
Salary: Excellent
China-Hong Kong 02 Dec
Our client seeks a committed funds professional who is a top performer.
Quality Driven Compliance Manager
Hays Banking Hong Kong
Salary: Attractive
China-Hong Kong 02 Dec
Operating across 30 locations globally, this financial services group focus on innovation, flexibility and collaborative solu...
Head of Control Room
Hays Banking Hong Kong
Salary: Excellent
China-Hong Kong 02 Dec
With an established footprint in the Hong Kong market, this leading investment bank stand out in a number of areas including...
Legal Counsel
Astus Recruitment
Salary: Negotiable
China-Hong Kong 02 Dec
Our client, a leading financial institution, is currently seeking a Legal Counsel to join their Hong Kong office.
Regulatory Analyst
Wellington Management Com...
Salary: Competitive
China-Hong Kong 02 Dec
Regulatory Analyst
Regional Compliance Manager
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 02 Dec
See job description below
Compliance Manager - Asia Equities
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 02 Dec
See job description below
Asia Corporate Sector Audit — IT Auditor
JPMorgan Chase
Salary: not disclosed
China-Hong Kong 02 Dec
See job description below
Institutional Equities Division HK, Documentation Negotiator, Associate/ Vice President
Morgan Stanley
Salary: not disclosed
China-Hong Kong 02 Dec
See job description below
Reference Data HK, Regulatory Document Specialist, Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 02 Dec
See job description below
IRCC HK, Regulatory Control Group, Analyst/ Associate
Morgan Stanley
Salary: not disclosed
China-Hong Kong 02 Dec
See job description below
Forensic, Assistant Manager / Manager (Shanghai)
KPMG (China and Hong Kong...
Salary: Competitive
China-Shanghai 02 Dec
KPMG Forensic China has experienced forensic resources based in Shanghai and Hong Kong. We provide clients with commercial an...
Head of Legal – Hong Kong
Astus Recruitment
Salary: Negotiable
China-Hong Kong 01 Dec
A leading global insurance business is currently looking for an accomplished legal counsel to head up the legal team in Hong...
Internal Audit Manager
Morgan McKinley
Salary: Negotiable depending on e...
China-Hong Kong 01 Dec
Our Client, a Financial Instituition, is looking for Audit Managers
Senior Manager - Compliance
Morgan McKinley
Salary: Competetive
China-Hong Kong 01 Dec
A Senior level opportunity has arisen with a rapidly expanding leading financial institution. They have business areas encomp...
AVP/VP - Legal Counsel
Morgan McKinley
Salary: Competetive
China-Hong Kong 01 Dec
An in-house Legal role with an expanding Legal & Compliance team.
Compliance - Equity VP
Profile Search & Selectio...
Salary: competitive
China-Hong Kong 01 Dec
Our client is a international investment bank who is looking for a VP of Equity Compliance based in Hong Kong covering Asia E...
Head of Legal & Compliance
Global Associates
Salary: -
China-Hong Kong 01 Dec
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
Compliance of Investment Advisory (Director)
Global Associates
Salary: Negotiable
China-Hong Kong 01 Dec
Compliance of Investment Advisory - Law or Business/Accountancy degree with at least 5 years relevant experience in retail ba...
Application Support Analyst, Fixed Income
Global Associates
Salary: -
China-Hong Kong 01 Dec
Our client is a regional investment bank and is looking for qualified candidate to be its Head of Legal and Compliance
AVP/ VP Surveillance
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 01 Dec
The Trade Surveillance Professional is responsible for monitoring relevant Business Units’ compliance with laws, regulations,...
Head of Control Room
Talent2 (HK)
Salary: Attractive Remuneration
China-Hong Kong 01 Dec
Responsible for the development and implementation of appropriate compliance process, systems and controls for the Control Ro...
*Temporary In-House Counsel*Hong Kong
Laurence Simons
Salary: Competitive
China-Hong Kong 01 Dec
Our client is a leading Wealth Manager serving high net worth clients worldwide. They provide international and private banki...
Compliance Officer
Global Associates
Salary: Negotiable
China-Hong Kong 01 Dec
Compliance Officer - assist the department head in compliance with Securities & Futures Act/HKMA banking Regulations & PB Com...
COMPLIANCE OFFICER
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 01 Dec
A major international fund house is looking for top calibre candidates to join their compliance team. The position is based...
SENIOR INTERNAL AUDITOR, DIRECTOR
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 01 Dec
An international investment bank is looking for a high caliber candidate to join as the Senior Internal Auditor. The positio...
EQUITIES COMPLIANCE, VP
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 01 Dec
A prestigious investment banking is looking for outstanding candidates to join as Equities Compliance, VP. The position is b...
FIXED INCOME COMPLIANCE, ASSOCIATE TO VP
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 01 Dec
A prestigious investment bank is looking for outstanding candidates to join the Fixed Income Compliance team. The position i...
HEAD OF COMPLIANCE, CONSUMER BANKING
Recruitment Intelligence...
Salary: Competitive package
China-Hong Kong 01 Dec
A prestigious international bank is looking for outstanding candidates to join as Head of Compliance, Consumer Banking. The...
Jobs: Compliance / Legal (1-30 of 343 Jobs)