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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
China Hong Kong, Shanghai, Other Cities, more...
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181-210 of 343 Jobs Company Location Date
Prime Brokerage Compliance Officer - VP
Morgan McKinley Group Ltd
Salary: Excellent
UK-London 24 Nov
This leading investment bank is looking for an exceptional compliance officer with strong skills in Prime Brokerage and speci...
Anti Money Laundering (AML) Director
Deloitte & Touche
Salary: Negotiable
Singapore 24 Nov
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Client Service Manager
AP Group
Salary: full benefits package
UK-Channel Islands 24 Nov
This is a senior appointment working for a leading, global finanical organisation.
Counsel, Institutional, Environmental and Co-Financing
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview
The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support the...
Counsel, Banking Operations
EBRD
Salary: Competitive
UK-London 24 Nov
Role Overview

The EBRD's Office of the General Counsel is at the core of EBRD's challenging mandate to support t...

DYNAMIC SENIOR FUND ADMINISTRATOR
Badenoch & Clark Luxembou...
Salary: bonus and benefits
Luxembourg 24 Nov
This position is focussed on maintaining a strong overview of the performance of the company's funds by 1. building strong wo...
CORPORATE SECRETARY - DUTCH SPEAKER (M/F)
Robert Half SARL Luxembou...
Salary: N/A
Luxembourg 24 Nov
Already 3 years experience in legal? You speak fluently Dutch, French and English and you would like to find a flexible worki...
AML Compliance Officer
UBS AG
Salary: Competitive
UK-London 24 Nov
An opportunity has arisen for a Compliance Officer to fill a part time role as a member of the Financial Intelligence Unit (F...
Lawyer with experience in structured finance and project financing
European Investment Bank
Salary: NC
Luxembourg 24 Nov
The EIB is seeking to recruit a Lawyer with experience in structured finance and project financing
Compliance Officer - Prime Brokerage
Joslin Rowe Compliance
Salary: Dependant on Experience
UK-London 24 Nov
My client is a leading Investment Bank with a strong global presence. Due to expansion they are seeking a Compliance Officer...
Investment Compliance Monitoring
Change
Salary: £negotiable
UK-Edinburgh 24 Nov
Change are seeking an individual to assist their client, a leading Edinburgh based Fund Management firm, on an ongoing tempor...
Regional Monitoring Manager, Anti-Money Laundering, APAC
Deutsche Bank
Salary: Competitive
Singapore 24 Nov
As a key member of the APAC AML Leadership team in Singapore, you’ll do more than simply ensure effective internal policies a...
Compliance Manager - Financial Services Industry
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 24 Nov
PricewaterhouseCoopers is seeking a Compliance Manager to join their Risk & Controls Solutions team in Melbourne.
Director - Operational Risk, Governance & Compliance
PricewaterhouseCoopers
Salary: Competitive
Australia-Melbourne 24 Nov
PricewaterhouseCoopers is seeking a Director to join their Risk & Controls Solutions team in Melbourne.
Mid Level Hedge Fund Compliance
Michael Page
Salary: 125,000 -170,000
USA-CT-Greenwich 23 Nov
Global Hedge Fund is looking to add a mid level compliance officer. The ideal candidate will have 4 -7 years of experience in...
Derivatives Documentation Negotiator (LEGAL)
Deutsche Bank
Salary: Exempt
USA-FL-Jacksonville 23 Nov
**The qualified candidate MUST have experience with drafting and negotiating NY Law Agreements**
Equity Derivatives Lawyer
Société Générale - US
Salary: Commensurate with experie...
USA-NY-New York City 23 Nov
The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
Paralegal
Société Générale - US
Salary: Commensurate with experie...
USA-NY-New York City 23 Nov
The legal team for Equities, Equity Derivatives and Solutions, which is part of the U.S. Legal and Compliance Department.
Compliance Officer - PIMCO (Newport Beach, CA)
PIMCO
Salary: competitive
USA 23 Nov
TITLE: Compliance Officer DEPARTMENT: Legal and Compliance – Regulatory Compliance PIMCO is seeking a Compliance Officer...
Attorney
PIMCO
Salary: DOE
USA-CA-Santa Ana 23 Nov
PIMCO is a leading institutional money manager with more than $940 billion in assets under management. We are looking for...
Exchange Connectivity - Compliance Project Manager
Kaizen Partnership Techno...
Salary: Salary to attract the bes...
UK-London 23 Nov
Our client, one of the largest and most successful Hedge Funds in the U.S have begun expansion of their operation into the UK...
Funds Partner
AP Group
Salary: NA
UK-Channel Islands 23 Nov
A highly regarded international law firm is seeking a high calibre Funds Partner for its Jersey office. There will be suffici...
Compliance Technical Business Analyst/Programmer
Michael Page Internationa...
Salary: Base Salary and Bonus
USA-NY-New York City 23 Nov
Our client is seeking IT Compliance Programmer to support the legal & compliance business. The position provides system / tec...
Head of Structured Finance Administration - £60,000 +
AP Group
Salary: NA
UK-Channel Islands 23 Nov
In this key role you will manage the finance team and undertake the administration of a portfolio of legal entities and struc...
General Counsel - Hedge Fund - London
Not Disclosed
Salary: Industry Leading
UK-London 23 Nov
One of Europe's largest and most successful Investment Management firms are looking to hire a very talented legal specialist...
Compliance Consultant - Asset Servicing
Northern Trust
Salary: Competitive
UK-London 23 Nov
Northern Trust is recruiting for a Compliance Consultant within the UK Asset Servicing Compliance team with oversight of whol...
Head of Compliance
Northern Trust
Salary: Competitive
Luxembourg 23 Nov
Northern Trust is recruiting for a Head of Compliance - Mainland Europe and Middle East based in Luxembourg.
Operational risk Manager - Regulatory Compliance, London
Morgan McKinley Group Ltd
Salary: £65-75k
UK-London 23 Nov
Global bank seeks Operational Risk manager to specialise in regulatory compliance. You will be responsible for developing and...
Senior Finance Officer
Exelion Capital Managemen...
Salary: Competitive
Singapore 23 Nov
This is a great opportunity to join a well established Hedge fund with excellent returns in the past 3 years as Senior Financ...
Chief Compliance Officer - Global Investment Advisor
Capstone Investment Advis...
Salary: Salary plus Bonus
USA-NY-New York City 20 Nov
Global Derivatives Fund is seeking seasoned CCO to join our New York City Headquarters Location.
Jobs: Compliance / Legal (181-210 of 343 Jobs)