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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
China Hong Kong, Shanghai, Other Cities, more...
Asia Pacific Hong Kong, Singapore, Australia, Japan, China
North America USA, Canada
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151-180 of 343 Jobs Company Location Date
EMEA Anti-Money Laundering Vice President
Morgan Stanley
Salary: Competitive
UK-London 25 Nov
The Vice President will be a senior member of the UK AML team, which consists of 7 members of staff and is part of the Legal...
Compliance Manager, Direct Marketing
Genworth Financial Inc
Salary: Competitve + bonus + bene...
UK-London 25 Nov
A newly created role to support a growth initiative within our European Lifestyle Protection business.
Legal Officer/Corporate Administrator
Fast (Luxembourg)
Salary: not disclosed
Luxembourg 25 Nov
An exciting opportunity has arisen as Legal Officer/Corporate Administrator for an experienced and entrepreneurial individual...
Compliance Officer
PeopleSearch Pte Ltd
Salary: Negotiable
Singapore 25 Nov
This position is responsible for Anti-Money Laundering / Countering of Terrorist Financing (“AML / CFT”) Controls
VP, Central Compliance
WH Marks Sattin
Salary: Highly Competitive
Singapore 25 Nov
An exciting opportunity awaits the right candidate to join a global financial institution, covering its Central Compliance fu...
Global Markets Administration, Business Risk & Control
Capital People
Salary: Competitive
Japan-Tokyo 25 Nov
A Global Investment Bank is now seeking for a calibre candidate to join their Global Market Administration Team in Tokyo.
VP Equity Compliance, Global Investment Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a global investment bank with growth plans in 2010 seeking to recruit VP, Equity Compliance for its regional tea...
AML Compliance AVP in Global Private Bank
Profile Search & Selectio...
Salary: Competitive salary and bo...
Singapore 25 Nov
My client is a European Private Bank looking to hire an AVP within their regional compliance team.
Client Onboarding, Associate/VP
Morgan McKinley - Tokyo
Salary: Negotiable
Japan-Tokyo 25 Nov
Our client, a Tier 1 Global Investment Bank, are looking for an Associate/VP for their Client Onboarding team based in Tokyo
VP Compliance – Investment Banking
Morgan McKinley
Salary: Competitive
Australia-Sydney 24 Nov
Our client is a global investment bank which is aggressively expanding in the New Year, and as a result requires a senior com...
Director, Compliance Officer – Fixed Income Trading
Barry Shoot & Associates
Salary: 150K - 175K Base + Bonus
USA-NY-New York City 24 Nov
The Director, Fixed Income Compliance will focus primarily on ensuring that the fixed income business meets it regulatory an...
Risk Manager – Operational Risk
Profusion Group
Salary: Excellent remuneration ba...
Australia-Sydney 24 Nov
Fantastic career opportunity
Compliance Officer - Portuguese/Spanish Speaking
Michael Page
Salary: 120,000-200,000
USA-NY-New York City 24 Nov
International financial institution seeks a Compliance Officer for its New York broker-dealer. The position will work with th...
Institutional Brokerage Compliance Associate
Susquehanna International...
Salary: Commensurate with experie...
USA-NY-New York City 24 Nov
fixed income compliance corporate bonds
Compliance- Regulatory Securities Operations
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 24 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business. W...
Distressed Debt & Special Situations Compliance Officer
The Compliance Search Gro...
Salary: Upon Experience
USA-CA-Los Angeles 24 Nov
A division of a global bank seeks a Compliance Officer.
Compliance Manager
Citifocus
Salary: £Negotiable
UK-South East 24 Nov
Prestigious global asset management seeks experienced compliance professional with strong knowledge of asset management opera...
Head of Compliance and Legal, Commercial Banking
Stevenson James Search &...
Salary: Competitve Salary + Bonus
UK-London 24 Nov
My client occupies a niche space within commercial banking, lending to small businesses within the technology space. As part...
Compliance Administrator
Not Disclosed
Salary: Competitive / DOE
USA-CA-Santa Barbara 24 Nov
Fixed income management firm seeks a motivated and experienced Compliance Administrator. The successful candidate is a skille...
Risk Manager
Cotter Personnel
Salary: Pension
Ireland-Dublin 24 Nov
Risk Manager

This is a new role with a Financial Services provider that has a reinsurance operation here in Dublin...
Senior Compliance Advisor
MW Search
Salary: Competitive
UK-London 24 Nov
As part of a specialist compliance function, this highly visible role performs a valuable part in working with key business a...
Head of Control Room
MW Search
Salary: Competitive
UK-London 24 Nov
Establish, develop and manage the banks Control Room as part of a specialist compliance function, created to provide a centra...
Finance Business Analyst
Morgan Stanley
Salary: Competitive
UK-London 24 Nov
Morgan Stanley's Finance division is looking for business analysts to assist with the implementation of a new reporting syste...
Compliance - Regulatory (trains in NY - relocates to Jacksonville, FL)
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 24 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business....
Business Development, Trust
AP Group
Salary: NA
UK-London 24 Nov
Source and introduce new business through relationships with clients and/or intermediaries, achieving sales targets and optim...
Compliance -Asset Management
Deutsche Bank
Salary: competitive/ DOE
USA-NY-New York City 24 Nov
About Deutsche Bank A Passion to Perform. It’s what drives us. More than a claim, this describes the way we do business....
Senior Marketing Manager
AP Group
Salary: bonus (tax free)
Cayman Islands 24 Nov
High calibre, experienced senior marketing and business development professional sought to manage and promote our client's Ca...
Project Manager
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Project Manager with software implementation experience
Business Consultants
Not Disclosed
Salary: Competitive
UK-London 24 Nov
Two Business Consultants required, one senior level and one at graduate/trainee level
* STOCKLENDING PRIME BROKERAGE - ADVISORY - IBK *
Law Professionals
Salary: COMPETITIVE
UK-London 24 Nov
Excellent opportunity to join a leading Investment Bank within a trading floor advisory position covering the prime brokerage...
Jobs: Compliance / Legal (151-180 of 343 Jobs)